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Listing Your Company On The Canadian Securities Exchange: Key Legal Issues, Costs And Timing

May 3, 2019 @ 8:00 am - 5:00 pm


The Canadian Securities Exchange (“CSE”) has been around since 2004. It has recently come into prominence due to its portfolio of cannabis stocks, with over 160 companies now listed in that sector. We have recently advised a number of companies on their CSE listings – both mining and cannabis related issuers. This seminar will highlight the legal issues, costs and timing on listing on the CSE, followed by a panel discussion with three companies that have gone through that process. The panelists will provide an unbiased view of the advantages and issues in a CSE listing. Lunch will be served.

Note: This is NOT a CSE sponsored event.

Chuck Higgins
Founder and managing principal at Pilot Law LLP. Chuck is also the editor of, and contributor to The Canadian Law of Mining published by the Rocky Mountain Mineral Law Foundation. His expertise has been recognized in Chambers Global, Who’s Who Legal, the Canadian Legal Lexpert Directory and Best Lawyers in Canada.

Dan Weir
Dan has worked for over 20 years at some of the top financial firms in Canada. He worked as an Institutional Equity Trader, and as a broker he managed over $500 million. Before joining DNI Metals Inc. in November 2014, he was the Head of Institutional Sales at a boutique firm focused on financing Mining companies. Having raised millions of dollars, both publicly and privately, Mr. Weir has expertise at evaluating and financing mining deals. Dan has managed large high tech electrical and energy management projects, having owned his own electrical management firm. Dan graduated from the University of Toronto.

Daryl Hodges
Daryl is the CEO of Ancient Strains Limited, a private company engaged in the CBD hemp business in Canada and India. Daryl is also President of Ladykirk Capital Advisors and sits on the board of private and public exploration and development companies. As former CEO of Jennings Capital Inc., Daryl was responsible for many public and private company transactions including equity and debt financings, M&A, and go-public transactions.

Vishal Gupta
Mr. Gupta is a Professional Geologist and has experience working with numerous junior exploration and development stage mining companies. Most recently he worked as an equity research analyst covering junior mining companies for Toronto. Mr. Gupta joined California Gold Mining Inc. in May 2013 as Director of Corporate Development, and has been serving as the Company’s President & Chief Executive Officer since November 2014.



The Pilot Tavern
22 Cuberland St
Toronto, Ontario M4W 1J5 Canada


Pilot Law LLP

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